CompliDynamics a boutique law firm specializing in creating customized legal and compliance solutions for small to mid-sized investment advisers and financial planners - one client at a time.
Customized legal & compliance solutions for investment advisers.
CompliDynamics is a boutique law firm specializing in business law and regulatory compliance as it pertains to investment advisers and financial planners. We work in alliance with our clients guiding them through the regulatory maze. We offer both legal and regulatory compliance services in the investment advisory space.
Our Services
We provide legal and compliance services for state and federally registered investment advisers as well as registration for new investment advisers and exemption filings for exempt reporting advisers in the private fund space.
News & Notes
Regulatory compliance is not static. There are a myriad of regulations and changes affecting local, state, and federal laws and rules. Our blog includes regulatory news and educational resources to stay abreast of changes in the industry.
Our Practice
We are located in Century City.
1901 Avenue of the Stars, Suite 287, Los Angeles, CA 90067
Ph: (213) 873-7999 - Email: info@complidynamics.com
We exist so you can focus on what you do best.
— Cynthia L. Mills
Our Commitment
We take the time to get to know our clients so that we can serve them best. Our focus is on building relationships - one client at a time.