CompliDynamics a boutique law firm specializing in creating customized legal and compliance solutions for small to mid-sized investment advisers and financial planners - one client at a time.
CompliDynamics a boutique law firm specializing in creating customized legal and compliance solutions for small to mid-sized investment advisers and financial planners - one client at a time.
*All pricing on this site is subject to change without notice.
Legal - Entity formation, contracts drafts/reviews, privileged & confidential mock audits, corporate governance, and counsel related to regulatory matters, etc.
Contact us for detailed legal pricing and services information.
Bundled services — Variable fixed fees: services include without limitation regulatory filings including new IA registrations, risk assessments, policies and procedures drafts/reviews, annual reviews/mock audits, consultations, and outsourced CCO services.
Unbundled services — Hourly rate or Fixed fees: flexible depending on client request.
Contact us for detailed compliance pricing and services information.